Rules & Regulations


Acts

•    The Law for Development of New Financial Instruments and Institutions
•    Anti- Money Laundering Act
•    Securities Market Act of The Islamic Republic of Iran

By-Laws

•    Transactions Bylaw for the Tehran Stock Exchange Company
•    The Bylaw Governing Foreign Investment in the Exchanges and OTC Markets
•    The Securities Market Act of the Islamic Republic of Iran Executive Bylaw
•    The By-Law for Customer Identification and Verification (CDD) In the Capital Market
•    Executive By-Law of the Anti-Money Laundering Act

Regulations

•    The Law of Iranian Securities Market
•    The Disciplinary Rules Governing the Issuers Listed on the Tehran Stock Exchange
•    Governing the Issuers Listed on the Iran Farabourse Company
•    The Disciplinary Regulations Governing the Non-Exchange and Non-Farabourse Issuers Registered with the Organization
•    Regulations Governing the Dissemination of Information on Transactions by TSE (a public joint-stock entity)
•    Enforcement Regulations Governing the Committee for Admission and Supervision of the Trusted Auditing Firms of the Securities and Exchange Organization
•    The Executive Regulations Governing the Procedures of Securities Transactions on Iran Farabourse Company
•    The Approval on Financial Instruments of Futures Contracts and the Rules Relating to Futures Contract Transactions Adopted by the Securities and Exchange High Council on Jan. 21, 2008
•    The Regulations on Investigating the Violations Committed by Persons Subject of Article 35 of the Securities Market Act of the I.R.I
•    Iran Commodity Exchange Company (Public Joint Stock) The Rules on The Futures Contracts Transactions
•    The Regulations on the Market-Making Operations in Tehran Stock Exchange
•    The Rules Governing the Method of Change in the Exchange Indices and Definition of New Indices
•    The Regulations Governing the Securities Transactions based on Power of Attorney
•    The Regulations on the Procedures of Tender Documentation in the Real Estate Funds
•    The Regulations Governing the Commodity and Commodity-based Securities on the Iran Commodity Exchange Chapter One – Terms and Definitions
•    The Regulations Governing Registration, Depository, Settlement and Clearing System
•    Regulations Governing the Issuance of the Construction Funds Units
•    The Regulations Governing the Establishment of Construction Funds
•    The Enforcement Regulations Governing the Reporting Procedures by Insiders
•    The Regulations Governing the Stock Futures Transactions Contracts on the Tehran Stock Exchange
•    The Rules Governing Issuance of Securities Transactions License to Foreign Investors
•    Enforcement Regulations Governing the Procedure of Securities Transaction in the Base Market of Iran Frabourse
•    The Rules Governing the Services Rendered by Securities Offering Advisors
•    The Standards Governing the Establishment of Construction Funds
•    The Executive Regulations Governing the Online Trading System on the Tehran Stock Exchange and on the Iran Farabourse
•    The Regulation Governing the Anti-Money Laundering Measures in The Capital Market Electronic Services
•    The Regulations Governing the Procedure of Sending Capital Market-Related Records to the Customer’s Mailing/Postal Address
•    Rules on the Registration and Public Offering of Securities
•    The Regulations on the Retention and Destruction of Documents in the Capital Market Concerning Money Laundering Combat
•    The Regulations on the Surveillance of the Suspected Persons in the Capital Market
•    The Regulations on the Suspicious Transactions Report (STR) in the Capital Market
•    The Regulations Governing the Over-The-Counter (OTC) Markets Activities (approved on Sept. 3, 2007 by the Securities and Exchange High Council)
•    Executive Regulations of the Law on the Issue of Participation Certificates (Musharakah Sukuk) (Approved on August 9, 1998 by the Council of Ministers)
•    The Executive Regulations for Electronic Orders of the Listed Securities on the Tehran Stock Exchange
•    Regulations on Disclosure of Information by The Companies Registered with the Organization
•    A Decree on the Structure of the Securities and Exchange Organization (Approved on Nov. 29, 2006 by the Council of Ministers)